Start your regulatory journey with one of the UK’s leading providers of Appointed Representative services

“Resolution Compliance were extremely professional and supportive in both the initial process of becoming an Appointed Representative and in their ongoing guidance during the period Anorak operated under their umbrella.

Their supervision provided us with an understanding of the FCA’s regulations which was invaluable as we went through the process of becoming fully authorised. Their expert team have a wealth of experience and helped us make sense of a seemingly challenging process”

"The team at Resolution handled our FCA application and created a bespoke training package, whilst also helping us to develop the necessary controls and policies to integrate with banks and progress our business plan in a compliant manner.

Since then we have used Resolution Compliance’s services to become directly authorised with the FCA. Being an entrepreneurial company having Resolution Compliance helping us along the way has been invaluable.”

“From end to end, Thistle’s assistance with our discretionary and advisory application for FCA authorisation was fantastic. They provided a professional and efficient service assisting with all aspects; we are very satisfied with the outcome.”

“InsureStreet Limited (Canopy) have engaged with Resolution Compliance over a number of years as our Principal firm, and they have provided us with an outstanding service to ensure we meet our continuous regulatory obligations. The team at Resolution Compliance are prompt and efficient when contributing their valuable feedback on any regulatory and compliance issues and queries we face as a business, and have ensured we are on the right track especially when we propose new products and initiatives that may appear challenging on a compliance basis. It is a pleasure working with Terry as our supervisor, and he is well-versed in all current and upcoming FCA regulatory matters that may impact us as a small regulated tech firm..”

“It has been a pleasure working with Resolution Compliance as our principal; they have extensive regulatory expertise and have helped us achieve our goals quickly, effectively, and always in compliance with applicable regulations and best practices. They stand ready with advice and assistance in a prompt and professional manner, balancing commercial considerations with robust oversight and compliance.”