The complex world of compliance can be hard to navigate, especially if you are trying to establish and grow a business. Resolution Compliance Limited provides a range of services; we work alongside emerging firms and established businesses, tailoring our solutions to best fit your business needs. Our aim is to ensure you remain compliant with the required financial regulation but with consideration for the commercial needs of your business.
Resolution Compliance Limited is an umbrella provider for Appointed Representative (AR) status for insurance brokers, equity crowdfunding platforms, peer-2-peer lending platforms, consumer credit firms and corporate finance firms. Our services include:
Whether you are an existing AR of another network or are looking to be a part of the financial power of a leading network, we can provide solutions. Resolution Compliance Limited has access via its network of ARs to leading providers of financial products and services.
Fully Integrated Solutions
Resolution Compliance Limited can help provide fully integrated IT solutions through third parties for peer-2-peer lending, crowdfunding and robo-advice, which can be tailored to your specific requirements.
Looking at starting a new business venture? Need support and guidance to get regulated? Looking for a short-term solution until you get directly authorised? No problem. We can provide you with regulatory authorisation.
We know that being active in the regulatory environment means you need to be able to evidence and implement sustainable compliant behaviours. Resolution Compliance Limited applies this to all its firms, aiming to achieve the highest standard in compliance controls.
Get in touch to learn more about our services.
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